Search for: "Lendingclub Corporation"
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5 Oct 2018, 8:25 am
Credit Suisse Agrees to Pay $10 Million to Settle Charges Related to Handling of Retail Customer OrdersCredit Suisse Securities (USA) LLC has agreed to settle charges brought by the SEC and the Office of the New York Attorney General regarding material misrepresentations and omissions made in connection with its now-closed Retail Execution Services (RES) business’ handling of certain customer orders.SEC Charges LendingClub Asset Management and Former Executives With Misleading… [read post]
5 Oct 2018, 8:25 am
Credit Suisse Agrees to Pay $10 Million to Settle Charges Related to Handling of Retail Customer OrdersCredit Suisse Securities (USA) LLC has agreed to settle charges brought by the SEC and the Office of the New York Attorney General regarding material misrepresentations and omissions made in connection with its now-closed Retail Execution Services (RES) business’ handling of certain customer orders.SEC Charges LendingClub Asset Management and Former Executives With Misleading… [read post]
25 Mar 2020, 10:51 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5144/securities-industry-commentator/Investors Remain Front of Mind at the SEC: Approach to Allocation of Resources, Oversight and Rulemaking; Implementation of Regulation Best Interest and Form CRS (SEC Release)In the Matter of LendingClub Corporation (TSSB Consent Order)Department of Justice and Department of Health and Human Services… [read post]
Crowdfunding Right Now (Fund Model, Broker-Dealer Model, Lending Platforms and Intrastate Offerings)
6 Aug 2014, 10:49 am
The LendingClub investors do not invest directly in loans (the minimum investment is only $25) but instead purchase Member Dependent Notes from LendingClub. [read post]
27 Aug 2018, 8:11 am
But PolitiFact (Kyra Haas) beat me to it; here's a quick excerpt: In November 2017, small business financing company Guidant Financial and online credit marketplace LendingClub Corporation sent out an email survey to their clientele nationwide; they received responses from about 2,600 "current and aspiring entrepreneurs. [read post]
5 Oct 2018, 1:39 pm
We hope, however, that these cases represent a trend which could finally lead to corporate accountability. [read post]
17 Nov 2022, 6:30 am
Related research from the Program on Corporate Governance includes Monetary Liability for Breach of the Duty of Care? [read post]
17 Nov 2022, 6:30 am
Related research from the Program on Corporate Governance includes Monetary Liability for Breach of the Duty of Care? [read post]
11 Jul 2011, 7:43 am
Two other companies stand out among the most prolific filers: LendingClub Corp., with 780 filings, and Prosper Marketplace, with 443 filings. [read post]
17 Jul 2018, 4:24 pm
California stands alone in its ability to enact legislation and pass ballot initiatives that fundamentally alter the way corporations do business – nationwide. [read post]
21 Mar 2016, 7:27 pm
Until then, personal and alternative small business lending is being facilitated by the likes of Lendoor, Prosper and LendingClub. [read post]
